Skip to main content

Resource Library

Explore the IAA’s Resources

Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.

IAA Comments on Australian Consultation on Foreign Financial Services Providers Regulation

The IAA recently filed a comment letter with the Australian Government on its August 7, 2023 Draft Bill on potential options for the regulatory regime that will apply to foreign financial services providers (FFSPs) in Australia. The IAA has asked that the Australian Government follow a streamlined approach for FFSPs to permit them to provide services to clients in Australia without having to obtain a license from the Australian Securities & Investments Commission to do so.

September 08, 2023

Keywords: Australia, FFSP

Categories & Topics: Compliance, International

Comments on the European Commission’s Consultation on Duties Regarding Sustainability

The IAA raised concerns that requiring asset managers to consider a particular set of sustainability factors when making investment decisions may dilute fiduciary principles and may run counter to the European Commission’s goals of efficient allocation of capital and sustainable and inclusive growth.

January 22, 2018

Keywords: ESG, European Commission

Categories & Topics: Compliance, ESG, Industry-Level, International

You are now leaving Investment Adviser Association

The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.

You will be redirected to

Click the link above to continue or CANCEL