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IAA Supports SEC Proposal on Protection of Client Information with Recommended Changes

The IAA supports the SEC’s proposal to amend the rules governing the protection of clients’ non-public personal information (PII), subject to certain recommendations that we believe would further the SEC’s objectives while more effectively protecting investors and streamlining unnecessary operational and compliance burdens on advisers.

June 05, 2023

Keywords: PII, Privacy, Reg S-P, SEC

Categories & Topics: Compliance, Cybersecurity/Privacy

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