All times listed are local to the attendee’s city.
| 9:30 – 10:20 a.m. | Current SEC Inspection Priorities and Compliance Issues, U.S. Securities and Exchange Commission Regional Office |
| 10:20 – 10:35 a.m. | Break |
| 10:35 – 11:00 a.m. | Regulatory Update/Compliance Workshop Highlights |
| 11:00 a.m. – 12:00 p.m. | Peer-to-Peer Roundtable Discussion |
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