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IAA 2022 Regional Compliance Roundtables


All times listed are local to the attendee’s city.

9:30 – 10:20 a.m. Current SEC Inspection Priorities and Compliance Issues, U.S. Securities and Exchange Commission Regional Office
10:20 – 10:35 a.m. Break
10:35 – 11:00 a.m. Regulatory Update/Compliance Workshop Highlights
11:00 a.m. – 12:00 p.m.  Peer-to-Peer Roundtable Discussion

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