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2021 Compliance Workshops - IAA Virtual Compliance Workshops - Thursday, Nov 4th - Thursday, Nov 18th. 25th Anniversary

2021 Compliance Workshops

Registration Fees

IAA Member* IAA Associate Member* Non-IAA Member
$95 $125 $195

*Employees of firms that are current members of the Investment Adviser Association (at the time of registration and on the day of the meeting) are eligible to receive the member firm rate.

Cancellation and Substitution Policy

We understand that unexpected circumstances may force a registrant to cancel.  Cancellations must be received in writing, via email or post. Your registration fee will be refunded in full if cancellation is received prior to Friday, October 29, 2021. There are no refunds for any cancellation received on or later than October 30, or after workshop materials have been emailed. No refunds for “no-shows”. Substitutions may be made at any time, in writing, for no additional fee.

Code of Conduct

Registration and attendance at, or participation in IAA live events, constitutes an agreement by the registrant to abide by the IAA’s Code of Conduct.

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