2023 Investment Adviser Compliance Conference

Effective Strategies and Best Practices

Thank you to the attendees, speakers, sponsors, and exhibitors who made the 2023 Investment Adviser Compliance Conference a success. We look forward to seeing all of you back in 2024 — so save the date!

Save the Date

Mark your calendars for future Compliance Conferences, all taking place at the Marriott Marquis in Washington, DC:

March 6–8, 2024
March 5–7, 2025

Thank You to the 2023 Compliance Conference Planning Committee

Larry Nakamura, Chair
Vice President & CCO
CI Private Wealth, LLC

Scott Barber
Associate General Counsel, Senior Vice President – Legal
Focus Financial Partners

Lewis Collins
General Counsel
GW&K Investment Management

Shannon Geyer
Director of Compliance & Finance
Compton Wealth Advisory Group, LLC

Andrea Santoriello
Executive Director and Assistant General Counsel
J.P. Morgan Asset Management

Danielle Nicholson Smith
Vice President & Managing Legal Counsel – U.S. Communications & Digital Services
T. Rowe Price Associates, Inc.

Shamina Sneed
Senior Vice President, Legal
TCW Asset Management Company

Interested in sponsoring or exhibiting at this event? Contact IAA Marketing & Partnerships Manager Alex Ioannidis at alex.ioannidis@investmentadviser.org for more information.

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