Effective Strategies and Best Practices
Mark your calendars for March 12–14 for the 2023 IAA Investment Adviser Compliance Conference — a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape.
The program features a distinguished roster of speakers who are experts in their fields — including SEC officials, investment adviser industry professionals, legal experts, and the IAA legal team.
In addition to meeting and interacting with peers, participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program.
While there is no hybrid option, most sessions will be recorded and all in-person registrants will receive links to the recordings.Register Now