SEC Amends Rules to Facilitate Electronic Submission of Filings
SEC Amends Rules to Facilitate Electronic Submission of Filings November 18, 2020 In a move strongly supported by the IAA, the SEC has taken two further actions acknowledging the...
November 18, 2020
SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19 November 10, 2020 The SEC’s Asset Management Advisory Committee (AMAC) has made preliminary recommendations...
November 10, 2020
SEC Investment Management Director Blass Discusses Regulating for the Future
SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020 Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...
October 05, 2020
IAA, Other Industry Groups Call for Modernized E-Delivery Framework
IAA, Other Industry Groups Call for Modernized E-Delivery Framework September 23, 2020 The IAA, along with several other industry trade groups, has issued a discussion paper urging the SEC...
September 23, 2020
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery September 22, 2020 Gail BernsteinIAA General Counsel The COVID-19 pandemic has proven to be a great...
September 22, 2020
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020 Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...
August 11, 2020
DOL Adopts E-Delivery Rule Supported by IAA
DOL Adopts E-Delivery Rule Supported by IAA May 27, 2020 In a highly-anticipated and welcome move, the Department of Labor has adopted a rule permitting electronic delivery of certain...
May 27, 2020
Retirement Update: IRS Increases Contribution Limits and Proposes Update to Mortality Tables; IAA Comments on DOL Electronic Disclosure Proposal November 25, 2019 IRS Increases Contribution Limits: The IRS recently announced...
November 25, 2019
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