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Tag: Allison Herren Lee

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Commissioner Lee Departing the SEC

Allison Herren Lee, who has served as an SEC Commissioner since July 2019, announced that she will be stepping down from her post when her term expires in June.

March 18, 2022

Keywords: Allison Herren Lee, SEC Appointments

Categories & Topics: Industry Trends, Industry-Level

All Things Digital, Private Markets Highlighted at SEC Speaks Conference

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October 15, 2021

Keywords: FinTech, Allison Herren Lee, Caroline Crenshaw, Digital Assets, Elad Roisman, Gary Gensler, Hester Peirce, Private Offerings, Rick Fleming, SEC Enforcement, SEC Investor Advocate

Categories & Topics: Compliance, Enforcement, Industry Trends, Industry-Level

SEC Considers Potential Rulemaking on Complex Exchange-Traded Products

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October 06, 2021

Keywords: Allison Herren Lee, Caroline Crenshaw, ETFs, Gary Gensler

Categories & Topics: Compliance, Fiduciary

SEC’s Gensler Previews Upcoming ESG Proposals

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August 02, 2021

Keywords: Allison Herren Lee, Disclosure, ESG, Gary Gensler

Categories & Topics: ESG, Industry-Level

SEC’s Allison Lee to Public Company Boards: Ignore ESG at Your Own Peril

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June 29, 2021

Keywords: Allison Herren Lee, ESG

Categories & Topics: ESG, Industry-Level

SEC’s Lee Tackles Climate & ESG Disclosure, Data Collection, Private Market Reforms

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May 25, 2021

Keywords: Accredited Investor, Allison Herren Lee, Climate, ESG, Private Offerings

Categories & Topics: Business Ops/HR, Compliance, ESG, FinTech & Digital, Industry-Level, Private Funds

SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs

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April 27, 2021

Keywords: Allison Herren Lee, Investment Company, Proxy, Shareholder Proposals

Categories & Topics: Business Ops/HR, Proxy Voting, Registered Funds

As Policy Debates Intensify, IAA Launches New ESG Committee

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April 08, 2021

Keywords: Allison Herren Lee, ESG, Kelly Gibson

Categories & Topics: ESG, Industry-Level

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