Commissioner Lee Departing the SEC
Allison Herren Lee, who has served as an SEC Commissioner since July 2019, announced that she will be stepping down from her post when her term expires in June.
March 18, 2022
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All Things Digital, Private Markets Highlighted at SEC Speaks Conference
SEC commissioners and senior SEC officials provided updates on high priority issues and initiatives at the recent SEC Speaks in 2021 conference. Digital engagement practices, digital assets, and the private markets dominated their remarks.
October 15, 2021
SEC Considers Potential Rulemaking on Complex Exchange-Traded Products
SEC staff is reviewing the potential risks of complex exchange-traded products and will present rulemaking proposals to address those risks.
October 06, 2021
SEC’s Gensler Previews Upcoming ESG Proposals
SEC’s Gensler Previews Upcoming ESG Proposals August 2, 2021 In a recent speech, SEC Chair Gary Gensler outlined the proposals that he has asked the SEC staff to develop...
August 02, 2021
SEC’s Allison Lee to Public Company Boards: Ignore ESG at Your Own Peril
SEC’s Allison Lee to Public Company Boards: Ignore ESG at Your Own Peril June 29, 2021 Declaring that environmental and social issues that were “once perhaps treated as more...
June 29, 2021
SEC’s Lee Tackles Climate & ESG Disclosure, Data Collection, Private Market Reforms
SEC’s Lee Tackles Climate & ESG Disclosure, Data Collection, Private Market Reforms May 25, 2021 SEC Commissioner Allison Herren Lee continued to lay out her views on climate- and...
May 25, 2021
SEC Reopens Comment Period on Universal Proxy Proposal, Considers Application to Closed-End Funds and BDCs April 27, 2021 The SEC has reopened the comment period for a proposal to...
April 27, 2021
As Policy Debates Intensify, IAA Launches New ESG Committee
As Policy Debates Intensify, IAA Launches New ESG Committee Webinar with Head of SEC Enforcement Climate and ESG Task Force Set for May 4 April 8, 2021 To ensure...
April 08, 2021