IAA Today Archive

AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach

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November 04, 2021

Keywords: AMAC, E-Delivery, Gail Bernstein, Gary Gensler, Hester Peirce, Industry Snapshot, Karen Barr

Categories & Topics: Compliance, FinTech & Digital, Industry Trends, Industry-Level

SEC’s AMAC Tackles Diversity and ESG, Explores Retail Access to Private Investments, Advisers’ Use of Technology

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July 12, 2021

Keywords: AMAC, Diversity & Inclusion, ESG, Private Offerings, Technology

Categories & Topics: Business Ops/HR, Compliance, ESG, FinTech & Digital, Industry-Level, Private Funds

SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds

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April 02, 2021

Keywords: Allison Herren Lee, AMAC, Caroline Crenshaw, Diversity & Inclusion, Elad Roisman, ESG, Evolution Revolution, Hester Peirce, Private Funds

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry Trends, Industry-Level, Private Funds

AMAC Discusses Private Funds, ESG, and Diversity and Inclusion

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December 09, 2020

Keywords: AMAC, Diversity & Inclusion, ESG, Pay-to-Play, Private Funds

Categories & Topics: Business Ops/HR, Compliance, Diversity & Inclusion, Pay to Play, Private Funds

SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19

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November 10, 2020

Keywords: AMAC, Compliance, Coronavirus, COVID-19, E-Delivery, Electronic Delivery

Categories & Topics: Compliance, Electronic Delivery

AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact

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September 24, 2020

Keywords: AMAC, Coronavirus, COVID-19, Diversity & Inclusion, ESG, Private Funds

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry-Level, Private Funds

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets

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August 11, 2020

Keywords: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Electronic Delivery, Private Funds

SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology

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July 23, 2020

Keywords:  FinTech,  Privacy, AMAC, Dalia Blass, Diversity & Inclusion, Elad Roisman, Jay Clayton

Categories & Topics: Business Ops/HR, Compliance, Cybersecurity/Privacy, Diversity & Inclusion, FinTech & Digital