The SEC has unleashed a flurry of rule proposals that, if enacted as proposed, will significantly alter the regulatory, disclosure and reporting obligations for managers who cater to the private fund market.
May 31, 2022
Coordination of disclosure, compliance, and marketing is critical when developing an ESG 80% Policy. Here are five potential approaches from K&L Gates to make it work.
February 14, 2022
New SEC Marketing Rule Now Top Compliance Concern, Survey Shows Most firms report effective business continuity plans related to COVID-19 September 3, 2021 Implementing the SEC’s new Marketing Rule for...
September 07, 2021