SEC Withdraws Certain COVID Relief for Funds, Issues Report on Prime Money Market Fund Activity at Onset of Pandemic April 27, 2021 The SEC’s Division of Investment Management is...
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability April 9, 2021 The Financial Stability Oversight Council’s (FSOC’s) first meeting of the year...
SEC Requests Comment on Money Market Fund Report February 10, 2021 The SEC is requesting public comment on potential reforms for money market funds that were discussed in a...
SEC Requests Feedback on Money Market Fund Report December 28, 2020 The SEC’s Division of Investment Management is seeking feedback on a report by the President’s Working Group on...
SEC’s Investor Advisory Committee Adds New Members December 21, 2020 The SEC’s Investor Advisory Committee (IAC) recently met to discuss corporate disclosure during COVID-19 and the implications of the...
FSOC Expresses Concerns with Fund Leverage and Redemptions Calls on SEC to Study Potential Emerging Risks from Investment Funds December 9, 2020 Not surprisingly, the 2020 annual report of...
SEC Amends Rules to Facilitate Electronic Submission of Filings November 18, 2020 In a move strongly supported by the IAA, the SEC has taken two further actions acknowledging the...
SEC IM Director Dalia Blass Reflects on Division’s Work November 17, 2020 In a recent speech, the SEC’s Division of Investment Management Director Dalia Blass reflected on the Division’s...
You are now leaving Investment Adviser Association
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
This website uses cookies so that we can provide you with the best user experience possible. Cookie information is stored in your browser and performs functions such as recognising you when you return to our website and helping our team to understand which sections of the website you find most interesting and useful.
Strictly Necessary Cookies
Strictly Necessary Cookie should be enabled at all times so that we can save your preferences for cookie settings.
If you disable this cookie, we will not be able to save your preferences. This means that every time you visit this website you will need to enable or disable cookies again.
