IAA Today Archive

SEC Withdraws Certain COVID Relief for Funds, Issues Report on Prime Money Market Fund Activity at Onset of Pandemic

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April 27, 2021

Keywords: Coronavirus, COVID-19, Division of Investment Management, Money Market Fund, Mutual Funds

Categories & Topics: Business Ops/HR, Registered Funds

FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability

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April 09, 2021

Keywords: Climate, Coronavirus, COVID-19, ESG, Financial Stability, FSOC, Hedge Funds, Mutual Funds, Systemic Risk

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, ESG, Industry-Level, Private Funds, Registered Funds

SEC Requests Comment on Money Market Fund Report

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February 10, 2021

Keywords: Coronavirus, COVID-19, Dalia Blass, Money Market Fund, SEC Investment Management

Categories & Topics: Business Ops/HR, Registered Funds

SEC’s Investor Advisory Committee Adds New Members

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December 21, 2020

Keywords: Coronavirus, COVID-19, IAC, Proxy Voting

Categories & Topics: Business Ops/HR, Proxy Voting

FSOC Expresses Concerns with Fund Leverage and Redemptions

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December 09, 2020

Keywords: Coronavirus, COVID-19, Derivatives, ETFs, FSOC, Hedge Funds, Mutual Funds

Categories & Topics: Business Ops/HR, Industry Trends, Industry-Level, Private Funds, Registered Funds

SEC IM Director Dalia Blass Reflects on Division’s Work

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November 17, 2020

Keywords: Coronavirus, COVID-19, Custody, Dalia Blass, Proxy Voting, Registered Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Custody, Proxy Voting, Registered Funds

SEC’s FIMSAC Considers Impacts of COVID-19 on Fixed Income Markets

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October 15, 2020

Keywords: Coronavirus, COVID-19, FIMSAC, Trading

Categories & Topics: Brokerage & Trading, Business Ops/HR

AMAC Discusses ESG, Private Funds, Diversity and Inclusion, COVID-19 Impact

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September 24, 2020

Keywords: AMAC, Coronavirus, COVID-19, Diversity & Inclusion, ESG, Private Funds

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry-Level, Private Funds