IAA Today Archive

SEC Requests Comment on Money Market Fund Report

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February 10, 2021

Keywords: Coronavirus, COVID-19, Dalia Blass, Money Market Fund, SEC Investment Management

Categories & Topics: Business Ops/HR, Registered Funds

SEC IM Director Dalia Blass Reflects on Division’s Work

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November 17, 2020

Keywords: Coronavirus, COVID-19, Custody, Dalia Blass, Proxy Voting, Registered Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Custody, Proxy Voting, Registered Funds

SEC Study Finds Credit Markets Largely Absorbed COVID-19 Risk, But Still Have a Way to Go

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October 27, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, DERA, Jay Clayton

Categories & Topics: Compliance, Compliance Programs

SEC Investment Management Director Blass Discusses Regulating for the Future

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October 05, 2020

Keywords: Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, ETFs, Valuation

Categories & Topics: Compliance, Electronic Delivery, Valuation

SEC Investment Management Seeks Feedback on MiFID II’s Impact on Research for Advisers

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September 23, 2020

Keywords: Dalia Blass, MiFID II, SEC Investment Management

Categories & Topics: Industry-Level, International

IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets

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August 11, 2020

Keywords: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management

Categories & Topics: Business Ops/HR, Compliance, Electronic Delivery, Private Funds

SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology

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July 23, 2020

Keywords:  FinTech,  Privacy, AMAC, Dalia Blass, Diversity & Inclusion, Elad Roisman, Jay Clayton

Categories & Topics: Business Ops/HR, Compliance, Cybersecurity/Privacy, Diversity & Inclusion, FinTech & Digital

SEC’s AMAC Discusses COVID-19 Impact, Outlines ESG, Private Investment Work Streams

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May 29, 2020

Keywords:  Money Market Funds, AMAC, Coronavirus, COVID-19, Dalia Blass, Electronic Delivery, ESG, ETFs, Jay Clayton, Private Funds, Private Offerings

Categories & Topics: Account Operations, Portfolio Management