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Biden Climate Financial Roadmap Discusses SEC and DOL ESG Proposals

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October 20, 2021

Keywords: Climate, DOL, ESG, FSOC, Proxy

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, Compliance, ERISA & Pension Plans, ESG, Industry-Level, Proxy Voting

SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR; CFTC Receives Recommendation for Best Practice Benchmark to Replace LIBOR

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June 15, 2021

Keywords: CFTC, Derivatives, FSOC, Gary Gensler, Libor, Money Market Fund, Regulatory Agendas, Rostin Behnam

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, CFTC, Compliance, Industry-Level, Registered Funds

Executive Order on Climate Risk Directs DOL to Act on ESG, Proxy Rules by September

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May 25, 2021

Keywords: Climate, DOL, ESG, FSOC

Categories & Topics: Business Ops/HR, ESG, Industry-Level, Proxy Voting

FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability

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April 09, 2021

Keywords: Climate, Coronavirus, COVID-19, ESG, Financial Stability, FSOC, Hedge Funds, Mutual Funds, Systemic Risk

Categories & Topics: Bank Regulation/FSOC, Business Ops/HR, ESG, Industry-Level, Private Funds, Registered Funds

FSOC Expresses Concerns with Fund Leverage and Redemptions

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December 09, 2020

Keywords: Coronavirus, COVID-19, Derivatives, ETFs, FSOC, Hedge Funds, Mutual Funds

Categories & Topics: Business Ops/HR, Industry Trends, Industry-Level, Private Funds, Registered Funds

CFTC Reduces Filing Burdens for CPOs, Formalizes Agreement with FSOC to Provide Form CPO-PQR Data

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October 08, 2020

Keywords: CFTC, CPO, FSOC, Treasury

Categories & Topics: CFTC, Compliance

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