Amy M. Knapp and Peyun Kok shared insights and lessons learned thus far in Corsair Capital’s DEI journey, with the aim to share practical, industry-relevant advice, and best practices with other firms seeking to set and advance DEI objectives.
“One thing that frustrates me to no end is the lack of accommodation for smaller firms,” noted SEC Commissioner Mark T. Uyeda, adding that many at the SEC “don’t have a good grasp of what it means to be a smaller firm.”
Investment adviser CCOs are continually preparing for their next SEC examination. Staying on top of the latest trends in exam process and focus can help ensure that their preparations are efficient and effective.
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