10 Tips for Building Your Firm’s DEI Strategy
Amy M. Knapp and Peyun Kok shared insights and lessons learned thus far in Corsair Capital’s DEI journey, with the aim to share practical, industry-relevant advice, and best practices with other firms seeking to set and advance DEI objectives.
May 25, 2023
10 Tips for Making Your Firm Cyber-Prepared
We’re sorry – you must be a member to view this content. Please log in.
April 12, 2023
“Why Don’t We Just Cut Them a Break?” | Focus on Smaller Advisers
“One thing that frustrates me to no end is the lack of accommodation for smaller firms,” noted SEC Commissioner Mark T. Uyeda, adding that many at the SEC “don’t have a good grasp of what it means to be a smaller firm.”
April 06, 2023
Investment adviser CCOs are continually preparing for their next SEC examination. Staying on top of the latest trends in exam process and focus can help ensure that their preparations are efficient and effective.
April 06, 2023
Marketing Rule Lessons Learned
The compliance date for the new Marketing Rule is now five months in the rear-view mirror. How has the implementation process gone so far, and what questions still need to be resolved?
April 06, 2023
Consider the Importance: Rising Interest in Estate Planning
We’re sorry – you must be a member to view this content. Please log in.
March 23, 2023
SEC Officials in the Spotlight at IAA Compliance Conference
We’re sorry – you must be a member to view this content. Please log in.
March 17, 2023
IAA DEI Member Survey: A Preview of Results
The IAA is committed to working to support DEI as a priority for our industry. Our recent survey allowed members to provide firm-level information about this critical topic.
March 02, 2023
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
