IAA Today Archive

Milestone Anniversaries and New Faces at the IAA

We’re sorry – you must be a member to view this content. Please log in.

April 28, 2022

Keywords: Karen Barr, Neil Simon

Birdthistle, Crenshaw Headline IAA Compliance Conference

We’re sorry – you must be a member to view this content. Please log in.

March 24, 2022

Keywords: Caroline Crenshaw, Cybersecurity, Digital Assets, Gary Gensler, William Birdthistle

Categories & Topics: Compliance, Cybersecurity/Privacy, FinTech & Digital, Industry Trends, Industry-Level

Opening Doors Together | Get Involved in Diversifying the Talent Pipeline

At the 2022 Compliance Conference, Ammani Nagesh and Keith Shoates discussed bringing diverse talent and high-performing students into the financial services industry.

March 24, 2022

Keywords: Compliance Conference, Diversity & Inclusion

Categories & Topics: Business Ops/HR, Diversity & Inclusion

Aligning ESG Investing and Compliance

We’re sorry – you must be a member to view this content. Please log in.

March 24, 2022

Keywords: Compliance, Compliance Conference, ESG, Proxy Voting

Categories & Topics: Compliance, Compliance Programs, ESG, Industry-Level

Key Crypto Trends to Watch in 2022

We’re sorry – you must be a member to view this content. Please log in.

March 18, 2022

Keywords: Bitcoin, Blockchain, Digital Assets, Guest Column

Categories & Topics: Compliance, FinTech & Digital, Industry Trends, Industry-Level

The IAA Joins Amicus Brief in Support of Nasdaq’s Board Diversity Rule

The IAA has signed on to a joint amicus brief in support of board diversity rules for Nasdaq-listed companies.

March 10, 2022

Keywords: Diversity & Inclusion, ESG

Categories & Topics: Business Ops/HR, Diversity & Inclusion, ESG, Industry-Level

Considerations When Drafting an ESG 80% Policy

Coordination of disclosure, compliance, and marketing is critical when developing an ESG 80% Policy. Here are five potential approaches from K&L Gates to make it work.

February 14, 2022

Keywords: Columns, Compliance, Compliance Policies, Disclosure, ESG, Gary Gensler, Names Rule

Categories & Topics: Compliance Programs, ESG

No Trade-Off Between Diversity and Investment Performance, Study Concludes

We’re sorry – you must be a member to view this content. Please log in.

January 27, 2022

Keywords: Diversity & Inclusion, Human Resources, Research

Categories & Topics: Diversity & Inclusion