Join IAA Workstreams on SEC Proposed Rulemaking
May 12, 2022
It has been a very active period for SEC proposed rulemaking. We encourage you and your colleagues to get involved in the following IAA comment letter workstreams:
| Proposed Rule | IAA Workstream | Contact | Due Date |
|---|---|---|---|
| DOL ESG | DOL Committee |
William Nelson william.nelson@investmentadviser.org |
May 16, 2022 |
| Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer | Legal & Regulatory Committee |
Monique Botkin monique.botkin@investmentadviser.org |
May 27, 2022 |
|
Private fund advisers (supplemental comments) |
Private Equity Fund Advisers Committee |
Monique Botkin monique.botkin@investmentadviser.org |
June 13, 2022 |
| The Enhancement and Standardization of Climate-Related Disclosures for Investors | ESG Committee |
William Nelson william.nelson@investmentadviser.org |
June 17, 2022 |
If you would like to join any of these groups, please contact the named attorney or iaalegalteam@investmentadviser.org.
