
Join IAA Workstreams on SEC Proposed Rulemaking
August 9, 2023
It continues to be a very active period for SEC and other regulators’ proposed rulemaking. A link to all SEC proposals is available here. We encourage you and your colleagues to get involved in the following IAA comment letter workstreams:
Proposed Rule | IAA Workstream | Contact | Due Date |
---|---|---|---|
Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers | Predictive Data Analytics Workstream |
Sanjay Lamba sanjay.lamba@investmentadviser.org |
October 10, 2023 |
If you would like to join any of these groups, please contact the named attorney or iaalegalteam@investmentadviser.org.