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Join IAA Workstreams on SEC Proposed Rulemaking

May 12, 2022


It has been a very active period for SEC proposed rulemaking. We encourage you and your colleagues to get involved in the following IAA comment letter workstreams:

Proposed Rule IAA Workstream Contact Due Date
DOL ESG DOL Committee May 16, 2022
Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer Legal & Regulatory Committee Monique Botkin
monique.botkin@investmentadviser.org
May 27, 2022
Private fund advisers (supplemental comments)
Private Equity Fund Advisers Committee Monique Botkin
monique.botkin@investmentadviser.org
June 13, 2022
The Enhancement and Standardization of Climate-Related Disclosures for Investors ESG Committee June 17, 2022

If you would like to join any of these groups, please contact the named attorney or iaalegalteam@investmentadviser.org.

 


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