Skip to main content

Audit Directors Working Group

The Audit Directors Working Group focuses on key legal, regulatory, compliance, and operational issues affecting the internal audit practices of investment advisers. The group is intended to serve as a forum for Internal Audit personnel of IAA member firms to discuss industry trends, rules, and operations-related issues from their unique audit perspective.

Meeting Frequency:  Quarterly conference calls

See Other Committees Online Community

Working Group Chair

Jack Thomas
PNC Capital Advisors, LLC

Gail Bernstein Headshot

IAA Staff Liaison

Gail Bernstein
General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the Audit Directors Working Group or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

You are now leaving Investment Adviser Association

The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.

You will be redirected to

Click the link above to continue or CANCEL