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Business Practices Committee

The Business Practices Committee provides advice, insight, and support to the IAA in developing resources, peer groups, and programming — outside the compliance/legal domain — to assist members in the operation and expansion of their businesses. The Committee also serves as a forum for member firm personnel, especially at the executive level, to discuss business and operational matters of common interest. The Committee is composed of members whose roles position them to understand members’ operational and strategic needs and prioritize Committee initiatives. Membership is by invitation only.

Meeting Frequency:  Bi-monthly conference calls

See Other Committees

Committee Chair

Jeff Schweon
Williams, Jones & Associates, LLC

Committee Vice Chair

Catherine C. Halberstadt
Osterweis Capital Management

IAA Staff Liaison

Nancy Hancock
VP, Business Practices

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the Business Practices Committee or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

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