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United States Department of Labor

DOL Committee

The DOL Committee assists IAA staff in developing industry positions on U.S. regulatory and legislative proposals affecting retirement plan and IRA clients. The Committee also serves as a forum for IAA members to monitor Department of Labor and other regulatory developments, as well as to discuss implementation of new rules and compliance-related issues. The Committee discusses specific regulatory and legislative developments affecting retirement plan clients.

Meeting Frequency:  Periodic conference calls

See Other Committees Online Community

Committee Chair

Kimberly Novotny
Franklin Templeton Investments

IAA Staff Liaison

Sarah Buescher
Associate General Counsel

We encourage all members to participate in our Committees, Working Groups, and Forums.

To join the DOL Committee or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.

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