The Smaller Advisers Committee provides opportunities for members of firms with limited personnel and budgets to network and discuss compliance issues. Members may also assist with helping regulators better understand smaller advisers and the impact of proposed rules – including the cumulative impacts of regulation – on their businesses.
Meeting Frequency: Quarterly conference calls
Sarah Ronnenberg
Horizon Investments
Rick Oppenheim
Telemus
To join the Smaller Advisers Committee or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.
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