The Smaller Advisers Committee provides opportunities for members of firms with limited personnel and budgets to network and discuss compliance issues. In addition to quarterly conference calls, members meet regionally in person in connection with certain local IAA compliance workshops.
Meeting Frequency: Quarterly conference calls
Sarah Ronnenberg
Horizon Investments
Rick Oppenheim
Telemus
To join the Smaller Advisers Committee or its online community on the IAA Exchange, please contact iaaservices@investmentadviser.org or call (202) 293-4222.
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