Based on member feedback, we are in the process of redesigning our Resource Center, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
In response to IAA advocacy, the SEC Division of Investment Management staff issued new FAQs that address net performance questions under the Marketing Rule.
Stradley’s client memo discusses key SEC enforcement statistics and themes related to investment advisers, funds and fund boards in both Fiscal Year (FY) 2024 and part of FY2025 and what to expect going forward with incoming SEC Chair Paul Atkins.
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