Effective Strategies and Best Practices
The IAA’s Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most current information available on the changing regulatory landscape. The program features speakers who are experts in their fields, including SEC officials, in-house legal counsel and compliance officers, partners with leading law firms, and the IAA legal team. Most sessions will be recorded and available to all registered attendees after the conference.
Participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program.
Continuing education credit will be available.