Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
The IAA supported the SEC’s efforts to make the Advertising Rule less prescriptive, but expressed concern over the expansive definition of “advertisement” and onerous pre-approval requirements in the Advertisements Proposal. The IAA also raised concerns about the proposed expansion of the Solicitation Rule to private fund investors and recommended limiting the rule to specific types of non-cash compensation.
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