Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
The IAA has signed on to a letter requesting that the Treasury Department provide transition relief so that retirement plan participants will not lose the ability to make catch-up contributions.
The IAA discussed the need for the 2020 GIPS Standards to be as streamlined as possible, and expressed concerns regarding the scope of the proposal, particularly about the proposed treatment of limited distribution pooled funds.
The IAA raised concerns about the investor testing but noted that it confirms the IAA’s previous comments that Form CRS be simplified and streamlined, and that the SEC use an integrated approach by combining Form CRS with the Form ADV brochure.
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