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Comments to the U.S. House Committee on Financial Services Concerning the Investment Adviser Regulatory Flexibility Improvement Act

The IAA strongly supported the Investment Adviser Regulatory Flexibility Improvement Act legislation because it would require the SEC to develop an alternative method under which investment advisers are classified as small entities under the Regulatory Flexibility Act.

July 10, 2018

Keywords: House Financial Services, Smaller Advisers

Categories & Topics: Congress, Industry-Level

Recommendations of SEC Asset Management Advisory Committee on Small Advisers

The IAA’s letter to the House Financial Services Committee supports bi-partisan legislation that would require the SEC to analyze the impact of regulations on small businesses and consider alternative approaches. This is consistent with the recent AMAC recommendation for the SEC to reconsider a small entity for purposes of its regulatory analysis.

November 23, 2021

Keywords: AMAC, House Financial Services, Industry Snapshot, Small Advisers

Categories & Topics: Congress, Industry Trends, Industry-Level

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