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The IAA raised concerns about the investor testing but noted that it confirms the IAA’s previous comments that Form CRS be simplified and streamlined, and that the SEC use an integrated approach by combining Form CRS with the Form ADV brochure.
The IAA joined other several other groups to express support for draft legislation in the House designed to bolster the SEC’s Office of the Investor Advocate, including through enhanced funding, research staff, and independence.
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