Based on member feedback, we are in the process of redesigning our Resource Library, as well as working on an improved search feature. In the meantime, if you need assistance finding a resource or would like to discuss an issue with a member of the legal team, please contact us at IAALegalTeam@investmentadviser.org.
Comments on Name-Sharing Restrictions of the Volcker Rule
The IAA supported proposed amendments to the Volcker rule to conform to certain statutory amendments, but urged the Volcker Agencies to allow a limited exception on the name-sharing restrictions where the name-sharing is required or expected under local law.
March 11, 2019
Comments on Amendments to Volcker Rule Regulations
The IAA made several recommendations regarding proposed revisions to the Volcker Rule Regulations, including removing the proposed accounting prong of the trading account definition and excluding all regulated funds from the banking entity definition. The IAA also made several comments related to other definitions in the proposal.
October 16, 2018
Comment Letter on Volcker Rule
The IAA submitted a letter to the Volcker Agencies to discuss previous recommendations that had not yet been addressed, make recommendation to address concerns of bank-affiliated asset managers, and request clarification on the treatment of certain real estate funds.
April 01, 2020
Comments on OCC’s Implementation of the Volcker Rule Statute
The IAA raised concerns that the Volcker Regulations go beyond the purpose and intent of the Volcker Rule Statute. The IAA also recommended exclusions from certain prohibitions, updates to certain definitions, and eliminating the prohibition on name-sharing in the asset management exemption.
September 21, 2017
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL
