CFTC Proposes to Codify Separate Account Relief at FCMs
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March 23, 2023
CFTC Proposes to Codify Separate Account Relief at FCMs
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March 23, 2023
Senators Discuss Likelihood of Bipartisan Passage of Crypto Legislation
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March 17, 2023
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March 16, 2023
Lessons for Private Fund Managers in Recent SEC Enforcement Actions
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March 15, 2023
FINRA Once Again Postpones Compliance Date for Margin for Covered Agency Transactions
FINRA extends compliance date for Rule 4210, margin requirements for Covered Agency Transactions by six months, to October 25, 2023.
March 10, 2023
Peirce and Uyeda Dissent on Best Ex Violations
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March 09, 2023
IAA’s Barr Supports Adequate SEC Funding, Opposes SRO
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March 09, 2023
LIBOR Transition: June 30, 2023 – The End (Mostly)
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February 23, 2023
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