SEC Pivots to Finalizing Rules, Other Proposals Coming
Federal agencies issue Spring Reg Flex agendas, reflecting continuation of ambitious agendas.
June 15, 2023
SEC Pivots to Finalizing Rules, Other Proposals Coming
Federal agencies issue Spring Reg Flex agendas, reflecting continuation of ambitious agendas.
June 15, 2023
GOP Plans to Nullify DOL ESG Rule
House and Senate GOP members will reintroduce Congressional Review Act measures to nullify the Department of Labor’s recent rule permitting retirement plan fiduciaries to consider climate change and other ESG factors.
February 03, 2023
Few Big Changes in New Regulatory Agendas, Ambitious Rulemakings to Persist
Federal agencies issue Fall Reg Flex agendas, reflecting continuation of ambitious agendas; Custody Rule and anti-money laundering for advisers still planned.
January 09, 2023
The IAA Recommends Changes to Proposed QPAM Exemption
The DOL’s proposed new QPAM Exemption requirements would significantly narrow the availability of the exemption and make it more difficult for advisers to use. While we support efforts to protect the interests of plans and plan participants and beneficiaries, we are concerned that the QPAM Exemption proposal’s potential impacts will have negative consequences.
October 19, 2022
Gomez Confirmed as Assistant Secretary
Lisa Gomez has been confirmed by the Senate as assistant secretary of labor for the Employee Benefits Security Administration.
October 04, 2022
DOL Proposes to Narrow Prohibited Transaction Exemption for Qualified Professional Asset Managers
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August 10, 2022
Agencies Update Regulatory Agendas, Custody Rule Proposal Expected Soon
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June 27, 2022
The ERISA Fiduciary Advice Exemption
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June 23, 2022
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