IAA Priorities Advanced by House Financial Services Committee
IAA priorities to alleviate the regulatory burdens on smaller advisers, expand the definition of accredited investor, and allow e-delivery of disclosure documents were advanced by the House Financial Services Committee.
May 02, 2023
AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach
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November 04, 2021
IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda May 19, 2021 SEC Chair Gary Gensler Sustainable investing, proxy...
May 19, 2021
SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19 November 10, 2020 The SEC’s Asset Management Advisory Committee (AMAC) has made preliminary recommendations...
November 10, 2020
SEC Investment Management Director Blass Discusses Regulating for the Future
SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020 Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...
October 05, 2020
IAA, Other Industry Groups Call for Modernized E-Delivery Framework
IAA, Other Industry Groups Call for Modernized E-Delivery Framework September 23, 2020 The IAA, along with several other industry trade groups, has issued a discussion paper urging the SEC...
September 23, 2020
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery
The Time Has Come to Move Away from a Regulatory Preference for Paper Delivery September 22, 2020 Gail BernsteinIAA General Counsel The COVID-19 pandemic has proven to be a great...
September 22, 2020
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020 Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...
August 11, 2020
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