SEC commissioners and senior SEC officials provided updates on high priority issues and initiatives at the recent SEC Speaks in 2021 conference. Digital engagement practices, digital assets, and the private markets dominated their remarks.
October 15, 2021
In a 4-1 vote at Chair Gary Gensler’s first open meeting, the SEC proposed requiring institutional investment managers that are required to file Form 13F to report “say-on-pay” votes, which are non-binding shareholder votes related to corporate executive compensation.
October 05, 2021
SEC Issues Interim Updates to Whistleblower Procedures Commissioners Peirce and Roisman Take Issue August 24, 2021 The SEC adopted amendments to its Whistleblower Program rules in September 2020 that address...
August 24, 2021
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency Roisman Raises Concerns about SEC’s Role in ESG Disclosures June 29, 2021 SEC Chair Gary Gensler discussed several of the SEC’s...
June 29, 2021
Roisman Outlines Options to Reduce Cost, Burdens of ESG Disclosures June 15, 2021 SEC Commissioner Elad Roisman Reiterating his objections to requiring additional disclosure by corporate issuers related to...
June 15, 2021