The IAA Recommends Changes to Proposed QPAM Exemption
The DOL’s proposed new QPAM Exemption requirements would significantly narrow the availability of the exemption and make it more difficult for advisers to use. While we support efforts to protect the interests of plans and plan participants and beneficiaries, we are concerned that the QPAM Exemption proposal’s potential impacts will have negative consequences.
October 19, 2022
The ERISA Fiduciary Advice Exemption
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June 23, 2022
IAA Comments to DOL on Addressing Climate-Related Financial Risks in Retirement Plans
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May 25, 2022
DOL Provides Guidance on the Use of Cryptocurrencies in ERISA Plans
The DOL cautions plan fiduciaries to exercise extreme care before they consider adding a cryptocurrency option to a 401(k) plan’s investment menu for plan participants.
March 11, 2022
Supreme Court Reaffirms Duties of ERISA Fiduciaries to Monitor and Update Plan Options
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January 26, 2022
Lawsuit on Use of Private Funds in Retirement Plan Dismissed
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January 19, 2022
DOL Issues FAQs for Firms, Guidance for Investors on Fiduciary Exemption
DOL Issues FAQs for Firms, Guidance for Investors on Fiduciary Exemption DOL Anticipates Amending Fiduciary Exemption, Other Exemptions, and ERISA Investment Advice Fiduciary Regulation April 16, 2021 Less than...
April 16, 2021
DOL Will Not Enforce ESG and Proxy Rules, Pending Agency Review
DOL Will Not Enforce ESG and Proxy Rules, Pending Agency Review March 10, 2021 In a welcome development, the Department of Labor has announced that it intends to revisit...
March 10, 2021
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