Even as interest rates rise and economic uncertainty persists, merger and acquisition (M&A) activity within the RIA space remains robust. What are some of the key issues to address concerning the liability around such a transaction for sellers and their interests?
SEC Adopts Amendments to Financial Disclosure Rules Related to Acquisitions and Dispositions June 3, 2020 The SEC has adopted amendments to Regulation S-X and other regulations in order to...
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