The search for “alpha” by investment advisers has led to new ways to capture and utilize data in the investment decision-making process. Many advisers believe that incorporating alternative data, which...
SEC Chair Gary Gensler Pointing to “real cracks in our insider trading regime,” SEC Chair Gary Gensler told a Chief Financial Officers forum on June 7 that he’s asked...
The SEC’s Division of Enforcement’s 2020 annual report shows a record in total monetary remedies during the fiscal year (FY) ended September 30, 2020 of $4.680 billion, as compared to...
LA PE Fund Adviser Pays $1 Million to Settle MNPI Charges June 5, 2020 A Los Angeles-based private equity fund adviser has paid $1 million to settle charges that...
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