NASAA Adopts Model Rule on Continuing Education Requirements December 9, 2020 The North American Securities Administrators Association (NASAA) has adopted, substantially as proposed, a model rule to implement a...
The North American Securities Administrators Association (NASAA) has proposed continuing education requirements (CE) for investment adviser representatives (IARs) in a new model rule. The proposed framework would apply to IARs...
NASAA Requests Comment on Proposed IAR CE Requirement February 20, 2020 The North American Securities Administrators Association (NASAA) has requested comment on a proposed continuing education requirement for investment...
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