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Karen Barr

2022 IAA Policy Outlook: Changes Ahead, Changes Behind

IAA President & CEO Karen Barr on the association and industry’s 2021 highlights — and a look forward at what’s to come in 2022.

January 10, 2022

Tags: Fiduciary, Form CRS, From the President & CEO, IAA Policy, Karen Barr, Proxy Voting, Sustainable Investing

IAA Supports SEC Proxy Advice Proposal, Requests Rescission of Guidance for IAs

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January 05, 2022

Tags: Proxy Voting, SEC

IAA Supports the DOL ESG and Proxy Proposal with Recommended Changes

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December 21, 2021

Tags: DOL, ESG, Proxy Voting

IAA Files Comment Letter on Proposal to Report Say-on-Pay Proxy Votes

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December 21, 2021

Tags: Mutual Funds, Proxy Voting, SEC Investment Management

Agencies’ Regulatory Agendas Include AML, Cybersecurity, ESG, and More

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December 15, 2021

Tags: Money Market Funds, AML, CFTC, Custody, Cybersecurity, DOL, ESG, Private Funds, Proxy Voting, Regulatory Agendas, SEC Investment Management

Federal Agencies Release Spring 2021 Regulatory Agendas

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June 18, 2021

Tags: Accredited Investor, CFTC, Custody, DOL, ESG, Marketing Rule, Money Market Fund, Proxy Voting, Regulatory Agendas, SEC Investment Management

SEC Investor Advocate Offers Harsh Critique of Regulator in Report to Congress

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February 08, 2021

Tags: Form ADV (including Form CRS), Private Funds, Proxy Voting, Senior Client Matters

SEC’s Investor Advisory Committee Adds New Members

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December 23, 2020

Tags: Coronavirus, COVID-19, IAC, Proxy Voting

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