IAA Today Archive

SEC Modifies Proxy Advice Rules, Rescinds Guidance for Investment Advisers

We’re sorry – you must be a member to view this content. Please log in.

July 20, 2022

Keywords: Proxy Advisory Firms, Proxy Voting, SEC

Categories & Topics: Business Ops/HR, Proxy Voting

Agencies Update Regulatory Agendas, Custody Rule Proposal Expected Soon

We’re sorry – you must be a member to view this content. Please log in.

June 27, 2022

Keywords:  Money Market Funds, AML, CFTC, Custody, Cybersecurity, DOL, ESG, Private Funds, Proxy Voting, Regulatory Agendas, SEC Investment Management

Categories & Topics: AML/OFAC, Business Ops/HR, CFTC, Compliance, Cybersecurity/Privacy, ERISA & Pension Plans, ESG, Industry-Level, Proxy Voting

Aligning ESG Investing and Compliance

We’re sorry – you must be a member to view this content. Please log in.

March 24, 2022

Keywords: Compliance, Compliance Conference, ESG, Proxy Voting

Categories & Topics: Compliance, Compliance Programs, ESG, Industry-Level

A Proxy Voting Primer for Uncertain Times

We’re sorry – you must be a member to view this content. Please log in.

March 23, 2022

Keywords: DOL, Proxy Advisory Firms, Proxy Voting, SEC

Categories & Topics: Business Ops/HR, Compliance, Compliance Programs, Proxy Voting

2022 IAA Policy Outlook: Changes Ahead, Changes Behind

IAA President & CEO Karen Barr on the association and industry’s 2021 highlights — and a look forward at what’s to come in 2022.

January 10, 2022

Keywords: Fiduciary, Form CRS, From the President & CEO, IAA Policy, Karen Barr, Proxy Voting, Sustainable Investing

Categories & Topics: Business Ops/HR, Form ADV & CRS, Industry Trends, Industry-Level, Proxy Voting, Reporting

IAA Supports SEC Proxy Advice Proposal, Requests Rescission of Guidance for IAs

We’re sorry – you must be a member to view this content. Please log in.

January 05, 2022

Keywords: Proxy Voting, SEC

Categories & Topics: Business Ops/HR, Proxy Voting

IAA Supports the DOL ESG and Proxy Proposal with Recommended Changes

We’re sorry – you must be a member to view this content. Please log in.

December 21, 2021

Keywords: DOL, ESG, Proxy Voting

Categories & Topics: ERISA & Pension Plans, ESG, Proxy Voting

IAA Files Comment Letter on Proposal to Report Say-on-Pay Proxy Votes

We’re sorry – you must be a member to view this content. Please log in.

December 21, 2021

Keywords: Mutual Funds, Proxy Voting, SEC Investment Management

Categories & Topics: Proxy Voting, Registered Funds