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SEC, ECB Sign Agreement for Oversight of Security-Based Swap Dealers

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August 18, 2021

Tags: SEC, Swaps

SEC Asset Management Advisory Committee’s First Meeting Set for January 14

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November 25, 2020

Tags: Active Managers Council , Asset Management, Pay to Play/Political Contributions, SEC

SEC, DOL, CFTC, FinCEN Issue Updates to 2020 Regulatory Agendas

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November 25, 2020

Tags: CFTC, DOL, FinCEN, Regulatory Agendas, SEC

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