Agencies Update Regulatory Agendas, Custody Rule Proposal Expected Soon
We’re sorry – you must be a member to view this content. Please log in.
June 27, 2022
Agencies Update Regulatory Agendas, Custody Rule Proposal Expected Soon
We’re sorry – you must be a member to view this content. Please log in.
June 27, 2022
SEC Seeks Public Comments on Whether “Information Providers” Are Acting as “Investment Advisers”
We’re sorry – you must be a member to view this content. Please log in.
June 27, 2022
IAA Files Comment Letter on Proposal to Report Say-on-Pay Proxy Votes
We’re sorry – you must be a member to view this content. Please log in.
December 21, 2021
William Birdthistle Appointed SEC Investment Management Director
We’re sorry – you must be a member to view this content. Please log in.
December 21, 2021
Agencies’ Regulatory Agendas Include AML, Cybersecurity, ESG, and More
We’re sorry – you must be a member to view this content. Please log in.
December 15, 2021
SEC Re-Proposes Certain 13F Amendments, Other Electronic Filing Requirements
We’re sorry – you must be a member to view this content. Please log in.
November 24, 2021
SEC Updates Performance Fee Rule to Remove Specific Dollar Amounts
We’re sorry – you must be a member to view this content. Please log in.
November 22, 2021
SEC Proposes Reporting Say-on-Pay Votes, Updates to Fund Proxy Reporting
We’re sorry – you must be a member to view this content. Please log in.
October 05, 2021
IAA Today Newsletter PDFs are available in the Resource Library.
The IAA provides links to web sites of other organizations in order to provide visitors with certain information. A link does not constitute an endorsement of content, viewpoint, policies, products or services of that web site. Once you link to another web site not maintained by the IAA, you are subject to the terms and conditions of that web site, including but not limited to its privacy policy.
Click the link above to continue or CANCEL