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IAA Today

Category: 2015

Advising Retirement Plan Clients

  Webinar – Advising Retirement Plan Clients Wednesday, July 22, 2015 2:00 – 3:15 p.m. ET Topics Covered This webinar will assist investment advisers in determining whether an account is...

December 18, 2018

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Compliance Training Techniques

  Webinar – Compliance Training Techniques Friday May 8, 2015 1:00 – 2:15 p.m. (ET) Topics Covered Investment advisers remain under pressure from regulators and clients to maintain robust compliance...

December 18, 2018

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Cybersecurity Series

2015 Webinar – Cybersecurity Series Co-hosted by:   The IAA and K&L Gates are co-hosting a complimentary five-part webinar series that addresses cybersecurity issues. Registration information...

December 18, 2018

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2 Sessions

  CFTC Webinars – 2 Sessions One Fee Includes Both Sessions This two-part webinar series will address key CFTC and NFA regulatory and compliance topics for SEC-registered investment advisers also...

December 18, 2018

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