Category: Press Release
Investment Adviser Association Applauds Passage of the INVEST Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association applauds the House for its bipartisan passage of H.R. 3383, the INVEST Act. The bill includes IAA-supported language –...
December 11, 2025
Contact: IAA VP of Communications & Marketing Janay Rickwalder DACFP/IAA survey finds that CCOs, at 72% of RIA firms not yet allocating, believe crypto won’t be added to client portfolios before 2028 A...
December 08, 2025
IAA Statement on the 2026 SEC Exam Priorities
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association appreciates the SEC’s transparency in publishing its 2026 Examination Priorities, which, though not required, are highly useful to advisers...
November 18, 2025
IAA and Schwab Announce Strategic Relationship
Contact: IAA VP of Communications & Marketing Janay Rickwalder (Washington, D.C.) October 22, 2025 – The Investment Adviser Association (IAA) today announced a strategic relationship with Charles Schwab Advisor Services, a leading...
October 22, 2025
IAA Statement on the Introduction of Small Entity Update Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA thanks Senator Katie Britt (R-AL) and Senator Andy Kim (D-NJ) for introducing the Small Entity Update Act, a critical measure that directs...
September 29, 2025
U.S. House of Representatives Passes IAA-Supported Small Entity Update Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA is pleased that the House of Representatives has passed the Small Entity Update Act (H.R. 3382), a critical measure that directs the SEC...
July 22, 2025
Artificial Intelligence and predictive analytics have ranked as the leading priority among compliance officers, according to the 2025 Investment Management Compliance Testing Survey.
July 22, 2025
IAA Statement on Treasury Postponement and Reopening of Investment Adviser Rule
Contact: IAA VP of Communications & Marketing Janay Rickwalder The Investment Adviser Association applauds FinCEN for delaying the compliance deadline for the Anti-Money Laundering rule for Investment Advisers by two years and...
July 21, 2025
IAA Statement on the Protecting Private Job Creators Act
Contact: IAA VP of Communications & Marketing Janay Rickwalder The IAA thanks Representative Troy Downing (R-MT) and Representative Cleo Fields (D-LA) for introducing the Protecting Private Job Creators Act. Applying Rule 15c2-11 to...
June 04, 2025
IAA Statement on the Improving Disclosure for Investors Act of 2025
IAA Statement – The Investment Adviser Association appreciates the leadership of Senators Tillis, Hickenlooper, Rounds, Shaheen, Budd, Peters, and Britt for introducing the Improving Disclosure for Investors Act of 2025. This bipartisan legislation provides for...
June 03, 2025
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