October 21, 2023
It continues to be a very active period for SEC and other regulators’ proposed rulemaking. A link to all SEC proposals is available here. We encourage you and your colleagues to get involved in the following IAA comment letter workstreams:
| Proposed Rule | IAA Workstream | Contact | Due Date |
|---|---|---|---|
| FinCEN Proposed Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Investment Advisers | AML/Sanctions Working Group | William Nelson william.nelson@investmentadviser.org | April 15, 2024 |
If you would like to join any of these groups, please contact the named attorney or iaalegalteam@investmentadviser.org.
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