Beneficial Ownership Archives

What Investment Advisers Need to Know About the SEC’s Changes to Schedules 13D and 13G

The SEC’s changes to Schedules 13D and 13G require quicker filings.

September 30, 2024

The SEC adopted amendments to rules governing beneficial ownership reporting, including shorter deadlines for initial and amended Schedule 13D and 13G filings.

October 10, 2023

Tags: 13D, 13G, Beneficial Ownership

SEC Investor Advisory Committee Considers ESG, Beneficial Ownership

The SEC’s Investor Advisory Committee discussed the SEC’s ESG and beneficial ownership proposals.

September 22, 2022

Tags: Beneficial Ownership, ESG, IAC

SEC Proposes Shorter 13D/G Filing Deadlines, Whistleblower Amendments

SEC proposes to shorten filing deadlines for Schedule 13D and Schedule 13G beneficial ownership reporting and amend whistleblower program.

February 10, 2022

Tags: Beneficial Ownership, Schedule 13D/G, SEC, Whistleblower

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