Continuing Education Archives

IAR CE Requirements Now in Effect in Several More States

IARs in states that are now subject to the CE requirements must complete the required credit hours by December 31.

January 13, 2023

NASAA Adopts Model Rule on Continuing Education Requirements

NASAA Adopts Model Rule on Continuing Education Requirements December 9, 2020 The North American Securities Administrators Association (NASAA) has adopted, substantially as proposed, a model rule to implement a...

December 09, 2020

Tags: Continuing Education, NASAA, States

NASAA Requests Comment on Proposed IAR CE Requirement

NASAA Requests Comment on Proposed IAR CE Requirement February 20, 2020 The North American Securities Administrators Association (NASAA) has requested comment on a proposed continuing education requirement for investment...

February 20, 2020

Tags: Continuing Education, NASAA

IAA to NASAA: Proposed CE Should Leverage Existing IAR Training

The North American Securities Administrators Association (NASAA) has proposed continuing education requirements (CE) for investment adviser representatives (IARs) in a new model rule. The proposed framework would apply to IARs...

May 12, 2020

Tags: Continuing Education, NASAA, States

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