Tag: Elad Roisman
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds
SEC’s AMAC Discusses ESG, Diversity & Inclusion, and Private Funds Introduces New Subcommittees on Smaller Advisers, Evolution of Advice April 2, 2021 The SEC’s Asset Management Advisory Committee’s (AMAC’s)...
April 02, 2021
Tags: Allison Herren Lee, AMAC, Caroline Crenshaw, Diversity & Inclusion, Elad Roisman, ESG, Evolution Revolution, Hester Peirce, Private Funds
SEC Announces Enforcement Task Force on Climate and ESG
SEC Announces Enforcement Task Force on Climate and ESG Commissioners Peirce, Roisman Question Timing, Recent Focus on ESG March 5, 2021 SEC Acting Chair Allison Herren Lee In the...
March 05, 2021
Tags: Allison Herren Lee, Elad Roisman, ESG, Examinations, Hester Peirce, SEC Corporation Finance, SEC Enforcement
SEC Investment Management Seeks Input on Cross Trading Rule Amendments
SEC Investment Management Seeks Input on Cross Trading Rule Amendments Updated March 24, 2021 The SEC’s Division of Investment Management staff is considering amending Investment Company Act Cross Trading...
March 24, 2021
Tags: Elad Roisman, Fair Value, Investment Company Act, Valuation
SEC Acting Chair Lee Changes Policy on Contingent Settlement Offers
SEC Acting Chair Lee Changes Policy on Contingent Settlement Offers Commissioners Peirce and Roisman Disagree, Say Policy Has Worked Well February 17, 2021 SEC Acting Chair Allison Herren Lee...
February 17, 2021
Tags: Allison Herren Lee, Elad Roisman, Hester Peirce, SEC Enforcement
Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC
Following Clayton’s Departure, Elad Roisman Named Acting Chairman of the SEC December 29, 2020 President Trump has designated Commissioner Elad Roisman as Acting Chairman of the SEC, following the...
December 29, 2020
Tags: Elad Roisman, Jay Clayton
SEC’s Asset Management Advisory Committee Holds Special Meeting to Discuss Diversity and Inclusion, Data Privacy and Technology July 23, 2020 The SEC’s Asset Management Advisory Committee held a special...
July 23, 2020
Tags: FinTech, Privacy, AMAC, Dalia Blass, Diversity & Inclusion, Elad Roisman, Jay Clayton
Commissioner Peirce Discusses ESG Metrics and Standards
Commissioner Peirce Discusses ESG Metrics and Standards September 23, 2020 SEC Commissioner Hester Peirce recently gave a speech in which she discussed her outlook on several issues related to...
September 23, 2020
Tags: Disclosure, Elad Roisman, ESG, Hester Peirce
SEC’s Roisman Raises Concerns About Investment Advisers in Speech on Proxy Issues
SEC’s Roisman Raises Concerns About Investment Advisers in Speech on Proxy Issues March 11, 2020 SEC Commissioner Elad Roisman raised concerns about the proxy voting behavior of investment advisers...
March 11, 2020
Tags: Elad Roisman, Proxy
SEC’s Roisman: More ESG Disclosures from Asset Managers, But Not Public Companies
SEC’s Roisman: More ESG Disclosures from Asset Managers, But Not Public Companies Signals Proxy Rule is Forthcoming July 10, 2020 In a recent speech to the Society for Corporate...
July 10, 2020
Tags: DOL, Elad Roisman, ESG
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