Tag: Electronic Delivery
SEC’s AMAC Discusses COVID-19 Impact, Outlines ESG, Private Investment Work Streams
SEC’s AMAC Discusses COVID-19 Impact, Outlines ESG, Private Investment Work Streams May 29, 2020 In its second meeting since its formation, the SEC’s Asset Management Advisory Committee (AMAC) met...
May 29, 2020
Tags: Money Market Funds, AMAC, Coronavirus, COVID-19, Dalia Blass, Electronic Delivery, ESG, ETFs, Jay Clayton, Private Funds, Private Offerings
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets
IM Division Director Discusses E-Delivery, Increasing Public Access to Private Markets August 11, 2020 Dalia Blass, Director of the SEC’s Division of Investment Management, recently gave a speech in...
August 11, 2020
Tags: Advertising Rule, AMAC, Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, Private Funds, SEC Investment Management
SEC Investment Management Director Blass Discusses Regulating for the Future
SEC Investment Management Director Blass Discusses Regulating for the Future October 5, 2020 Using money market funds and exchange-traded funds (ETFs) as case studies, the SEC’s Division of Investment...
October 05, 2020
Tags: Coronavirus, COVID-19, Dalia Blass, E-Delivery, Electronic Delivery, ETFs, Valuation
SEC’s AMAC Recommends Switch to E-Delivery Default, More to Address Operational Issues Relating to COVID-19 November 10, 2020 The SEC’s Asset Management Advisory Committee (AMAC) has made preliminary recommendations...
November 10, 2020
Tags: AMAC, Compliance, Coronavirus, COVID-19, E-Delivery, Electronic Delivery
DOL Adopts E-Delivery Rule Supported by IAA
DOL Adopts E-Delivery Rule Supported by IAA May 27, 2020 In a highly-anticipated and welcome move, the Department of Labor has adopted a rule permitting electronic delivery of certain...
May 27, 2020
Tags: DOL, Electronic Delivery, Retirement Plans
IAA, Other Industry Groups Call for Modernized E-Delivery Framework
IAA, Other Industry Groups Call for Modernized E-Delivery Framework September 23, 2020 The IAA, along with several other industry trade groups, has issued a discussion paper urging the SEC...
September 23, 2020
Tags: Disclosure, E-Delivery, Electronic Delivery
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