Tag: FSOC
FSOC Proposes Dramatic Changes to Framework for Designating Nonbank SIFIs
The FSOC proposed a new interpretive guidance and analytical framework that would revise the process it will follow with respect to designation of any nonbank financial institution – which could potentially include registered investment advisers – as systemically important (i.e., a nonbank SIFI) under the 2010 Dodd-Frank Act.
May 25, 2023
Tags: FSOC
FSOC Continues to Target Money-Market, Hedge, Open-End Funds
The FSOC will continue to focus on potential systemic risks posed by hedge funds, open-end funds, and money-market funds through 2022.
February 16, 2022
Tags: FSOC, Hedge Funds, Money Market Fund, Mutual Funds, Systemic Risk
FSOC Report Highlights Need to Enhance Climate-Related Disclosures
FSOC is describing climate change as an "emerging threat" to U.S. financial stability and says investors, market participants, and regulators need better data and information, including "enhanced and transparent disclosures" regarding climate-related financial risks. A new FSOC report makes 30-plus recommendations for addressing the threat.
November 05, 2021
Biden Climate Financial Roadmap Discusses SEC and DOL ESG Proposals
A new Biden Administration report lays out "a roadmap for measuring, disclosing, managing, and mitigating climate-related financial risk across the economy” and follows an executive order regarding financial risk and climate change policy.
October 20, 2021
SEC COVID-19 Market Monitoring Group Update
SEC COVID-19 Market Monitoring Group Update May 19, 2020 Following inquiries about its work, SEC Chairman Jay Clayton and Chief Economist S.P. Kothari issued an update on the efforts...
May 19, 2020
Tags: Coronavirus, COVID-19, FSOC, Jay Clayton, Systemic Risk
SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR; CFTC Receives Recommendation for Best Practice Benchmark to Replace LIBOR June 15, 2021 In his first remarks to...
June 15, 2021
Tags: CFTC, Derivatives, FSOC, Gary Gensler, Libor, Money Market Fund, Regulatory Agendas, Rostin Behnam
Executive Order on Climate Risk Directs DOL to Act on ESG, Proxy Rules by September
Executive Order on Climate Risk Directs DOL to Act on ESG, Proxy Rules by September May 25, 2021 President Biden has issued an executive order to advance the Administration’s...
May 25, 2021
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability
FSOC Meeting Focuses on Hedge Funds, Mutual Funds, Impact of Climate Change on Financial Stability April 9, 2021 The Financial Stability Oversight Council’s (FSOC’s) first meeting of the year...
April 09, 2021
Tags: Climate, Coronavirus, COVID-19, ESG, Financial Stability, FSOC, Hedge Funds, Mutual Funds, Systemic Risk
Sen. Warren Questions Treasury’s Yellen about SIFI Designations for Asset Managers
Sen. Warren Questions Treasury’s Yellen about SIFI Designations for Asset Managers Updated March 26, 2021 During a recent Senate Banking Committee hearing, Sen. Elizabeth Warren (D-Mass.) pressed Treasury Secretary...
March 26, 2021
Tags: FSOC, Systemic Risk, Treasury Department
FSOC Expresses Concerns with Fund Leverage and Redemptions
FSOC Expresses Concerns with Fund Leverage and Redemptions Calls on SEC to Study Potential Emerging Risks from Investment Funds December 9, 2020 Not surprisingly, the 2020 annual report of...
December 09, 2020
Tags: Coronavirus, COVID-19, Derivatives, ETFs, FSOC, Hedge Funds, Mutual Funds
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