Tag: Gary Gensler
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency
SEC’s Gensler Discusses ESG Disclosures, Market Structure, Transparency Roisman Raises Concerns about SEC’s Role in ESG Disclosures June 29, 2021 SEC Chair Gary Gensler discussed several of the SEC’s...
June 29, 2021
Tags: Elad Roisman, ESG, Gary Gensler, Regulatory Agendas
SEC Chair Addresses Systemic Risk Council on Money Market Funds, LIBOR; CFTC Receives Recommendation for Best Practice Benchmark to Replace LIBOR June 15, 2021 In his first remarks to...
June 15, 2021
Tags: CFTC, Derivatives, FSOC, Gary Gensler, Libor, Money Market Fund, Regulatory Agendas, Rostin Behnam
Equity Market Structure Review High on SEC Chair’s Agenda
Equity Market Structure Review High on SEC Chair’s Agenda Focus on Payment for Order Flow, Exchange Rebates, Gamification June 15, 2021 SEC Chair Gary Gensler Following his May testimony...
June 15, 2021
Tags: Commissions, Gary Gensler, Market Structure, Trading
SEC’s Gensler Questions Executive Stock Ownership Plans
SEC’s Gensler Questions Executive Stock Ownership Plans June 9, 2021 SEC Chair Gary Gensler Pointing to “real cracks in our insider trading regime,” SEC Chair Gary Gensler told a...
June 09, 2021
Tags: Caroline Crenshaw, Gary Gensler, IAC, Insider Trading, MNPI
Gensler Directs SEC Staff to Review Proxy Advisory Firm Interpretation, Rule
Gensler Directs SEC Staff to Review Proxy Advisory Firm Interpretation, Rule CorpFin Delays Enforcement Recommendations for Now; Two Commissioners Object June 2, 2021 SEC Chair Gary Gensler In a...
June 02, 2021
Tags: Elad Roisman, Gary Gensler, Hester Peirce, Proxy, SEC Corporation Finance
IAA Presents List of Critical Adviser Issues, Regulatory Challenges To New SEC Chair as He Formulates His Regulatory Agenda May 19, 2021 SEC Chair Gary Gensler Sustainable investing, proxy...
May 19, 2021
Tags: Custody, Diversity & Inclusion, E-Delivery, Form CRS, Gary Gensler, Karen Barr, Pay-to-Play, Proxy, Reg BI, Sustainable Investing
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