Heath Tarbert Archives

Acting Chairs: Lee at SEC, Behnam at CFTC

Acting Chairs: Lee at SEC, Behnam at CFTC January 29, 2021 Allison Herren Lee President Joe Biden has designated SEC Commissioner Allison Herren Lee as the agency’s Acting Chair....

January 29, 2021

Tags: Allison Herren Lee, Heath Tarbert, Rostin Behnam

Agencies Announce More Leadership Changes

Agencies Announce More Leadership Changes December 10, 2020 CFTC Chairman Heath Tarbert CFTC Chairman Heath Tarbert has announced that he plans to leave the CFTC early in 2021, after...

December 10, 2020

Tags: CFTC, Heath Tarbert, Jay Clayton, SEC Appointments, Stephanie Avakian

CFTC Chair Warns of Risks, Presses for Transition Away From LIBOR

CFTC Chair Warns of Risks, Presses for Transition Away From LIBOR Agency Provides No-Action Relief for “Big Bang” Transaction Reporting October 20, 2020 To avoid a “financial Chernobyl,” CFTC...

October 20, 2020

Tags: CFTC, Heath Tarbert, Libor

CFTC Chairman Issues Directive on Staff Letters and Guidance

CFTC Chairman Issues Directive on Staff Letters and Guidance November 5, 2020 To provide transparency into CFTC business, CFTC Chairman Heath Tarbert has publicly issued a directive to the...

November 05, 2020

Tags: CFTC, Heath Tarbert

CFTC Adopts Select Amendments to CPO and CTA Registration and Reporting Rules

CFTC Adopts Select Amendments to CPO and CTA Registration and Reporting Rules November 25, 2019 The CFTC adopted rules on November 25 that codify certain no-action relief and amend...

November 25, 2019

Tags: CFTC, CPO, CTA, Dan M. Berkovitz, Family Office, Heath Tarbert, Rostin Behnam

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