Tag: IPOs
SEC IAC Focuses on Minority and Underserved Inclusion, Discusses Self-Directed IRAs, SPACs
SEC IAC Focuses on Minority and Underserved Inclusion, Discusses Self-Directed IRAs, SPACs April 16, 2021 The SEC’s Investor Advisory Committee’s (IAC’s) March meeting issued draft recommendations on minority and...
April 16, 2021
Tags: Caroline Crenshaw, Diversity & Inclusion, Elad Roisman, Hester Peirce, IAC, IPOs, IRAs, SPACs, States
SEC Approves FINRA’s Ease of Restrictions on Foreign Funds’ Participation in Initial Public Offerings November 25, 2019 The SEC has approved amendments to FINRA Rules 5130 and 5131, which...
November 25, 2019
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