Tag: Karen Barr
Successful IAA Compliance Conference Sees Spirited Discussions, Record Attendance
More than 600 investment advisory industry professionals convened at the 2024 IAA Investment Adviser Compliance Conference. Across two days, attendees got up to speed on critical industry topics and collaborated with their peers from across the country.
March 14, 2024
Tags: Compliance Conference, Gary Gensler, Karen Barr, SEC Examinations
SEC’s Gary Gensler and IAA’s Karen Barr Debate SEC Agenda for Advisers
In a conversation that touched on most of the top-of-mind regulatory issues facing advisers Karen Barr pressed Gary Gensler to recognize the important role advisers play in the lives of their clients and the unintended consequences potentially flowing from the SEC’s departure from its longstanding principles-based approach to adviser regulation.
October 19, 2022
Tags: Cybersecurity, ESG, Fiduciary, Gary Gensler, Karen Barr, Policy & Leadership Forum, Reg BI, SEC
Milestone Anniversaries and New Faces at the IAA
Please join us in congratulating several employees for work anniversaries and welcoming two new staff members.
April 28, 2022
Tags: Karen Barr, Neil Simon
2022 IAA Policy Outlook: Changes Ahead, Changes Behind
IAA President & CEO Karen Barr on the association and industry’s 2021 highlights — and a look forward at what’s to come in 2022.
January 10, 2022
Tags: Fiduciary, Form CRS, From the President & CEO, IAA Policy, Karen Barr, Proxy Voting, Sustainable Investing
Active Managers Council’s Impact – and Two Major Initiatives
IAA President & CEO Karen Barr on how our Active Managers Council is producing positive, measurable results…with a look at two important current initiatives that we want you to support.
November 10, 2021
Tags: Active Management, Active Managers Council , IAA Policy, Karen Barr, Webinar
AMAC: Tailor Regs for Smaller Advisers, Maintain Technology-Neutral Approach
The SEC's Asset Management Advisory Committee (AMAC) is recommending that the SEC address the IAA's calls for relief for smaller investment advisors through tailored regulation and assessment of the cumulative impact of regulation on small firms.
November 04, 2021
Tags: AMAC, E-Delivery, Gail Bernstein, Gary Gensler, Hester Peirce, Industry Snapshot, Karen Barr
Leading Asset Management CEOs Address New Data on Gender Diversity and Commitment to Accelerate Change March 23, 2021 Despite some encouraging signs in specific regions, women’s participation in the investment...
March 23, 2021
Tags: Diversity & Inclusion, Karen Barr
From the President & CEO: Welcome to 2021
Welcome to 2021 and the 21st Century! Finally, Advisers Can Enter the Modern Marketing Age January 6, 2021 Persistence pays off. Literally for decades, the IAA and our members have...
January 06, 2021
Tags: Advertising Rule, Columns, From the President & CEO, Karen Barr, Marketing Rule
2020 Policy Outlook: Looking Ahead Requires Looking Back
2020 Policy Outlook: Looking Ahead Requires Looking Back By IAA President & CEO Karen Barr January 1, 2020 Karen BarrIAA President & CEO The IAA is proud to have advanced...
January 01, 2020
Tags: Privacy, Columns, Form CRS, From the President & CEO, Karen Barr, Proxy, Proxy Voting, Reg BI
Together, We Can Help Build a More Equitable Future
Together, We Can Help Build a More Equitable Future By IAA President & CEO Karen Barr June 18, 2020 Karen Barr We at the IAA have been deeply appalled and...
June 18, 2020
Tags: Columns, Diversity & Inclusion, From the President & CEO, Karen Barr
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